Donald R. Oroark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Ray Oroark, who also goes by Don Oroark, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2008 - December 31, 2015
O'ROARK ASSET MANAGEMENT
September 4, 2008 - September 5, 2008
O'ROARK ASSET MANAGEMENT
January 14, 2004 - August 20, 2008
NATIONAL PLANNING CORPORATION
November 18, 2003 - September 3, 2010
NATIONAL PLANNING CORPORATION
July 30, 1999 - December 3, 2003
O'ROARK ASSET MANAGEMENT
August 2, 1996 - November 19, 2003
VOYA FINANCIAL ADVISORS, INC.
January 17, 1992 - February 24, 1997
INVESTORS SECURITY COMPANY, INC.
November 7, 1989 - September 23, 1991
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
September 14, 1988 - July 24, 1989
FSC SECURITIES CORPORATION
November 5, 1987 - September 22, 1988
HERITAGE EQUITY PLANNING CORPORATION
July 30, 1985 - October 27, 1987
CONSECO FINANCIAL SERVICES, INC.
November 21, 1984 - September 3, 1985
OSAIC FS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
O'ROARK ASSET MANAGEMENT
CRD#: 112303 / SEC#:
Contact information
Red Flags
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