Mary P. Mahlie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Paul Mahlie, who also goes by Mary Gagliano, Mary Paul Gagliano Mahlie, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1982. Mary had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 3 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2014 - September 2, 2020
PNC MANAGED ACCOUNT SOLUTIONS, INC.
June 26, 2013 - September 2, 2020
BBVA SECURITIES INC.
January 4, 2012 - December 18, 2012
AEGIS CAPITAL CORP.
January 4, 2012 - December 18, 2012
AEGIS CAPITAL CORP.
August 9, 1999 - January 11, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 1985 - January 11, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1982 - January 11, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 8/8/1985
Foreign Currency Options ExaminationSeries 8
Date: 3/23/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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