Christopher M. Mundwiler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Mark Mundwiler, who also goes by Chris Mundwiler, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2014 - December 23, 2020
BB&T SECURITIES, LLC
October 24, 2014 - December 23, 2020
BB&T SECURITIES, LLC
September 2, 2008 - October 28, 2014
WELLS FARGO CLEARING SERVICES, LLC
August 29, 2008 - October 28, 2014
WELLS FARGO CLEARING SERVICES, LLC
August 3, 2000 - September 2, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 3, 2000 - September 2, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 26, 1996 - July 28, 2000
TRUIST INVESTMENT SERVICES, INC.
October 28, 1996 - November 19, 1996
TRUIST INVESTMENT SERVICES, INC.
August 1, 1991 - November 4, 1996
IFMG SECURITIES, INC.
September 13, 1990 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
September 17, 1986 - September 9, 1989
MARKETING ONE SECURITIES, INC.
February 2, 1983 - December 26, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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