Mark S. Martel

MARTEL WEALTH ADVISORS

Vancouver, WA 98661

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CRD#: 1069926

Professional summary

Mark Stephen Martel, CFP® is a registered financial advisor currently at MARTEL WEALTH ADVISORS INC located in Vancouver, Washington.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-10: CSOC, LLC (START DATE= 08/2008 - PRESENT); CSOC101, LLC (START DATE=04/2020 TO PRESENT), CSOC200, LLC (START DATE=10/2022 TO PRESENT), J&A PROPERTIES, LLC( START DATE=10/2001 TO PRESENT); TIDEWATER COVE MARINA, LLC(START DATE=11/2013 TO PRESENT); WALNUT TREE CENTER, LLC (START DATE= 04/2018); WALNUT TREE INVESTMENT, LLC (START DATE=02/2018 TO PRESENT); TEN PEAKS RANCH, LLC (START DATE= 11/2020 TO PRESENT); THE PINES RANCH LLC (START DATE - 7/25 TO PRESENT); THE MARJORIE, LLC (START DATE= 7/2025) - NON INVESTMENT-RELATED - 2001 SE COLUMBIA RIVER DRIVE SUITE 100 VANCOUVER, WA - REAL ESTATE AND PROPERTY LLCS - MANAGING MEMBER - PROPERTY OWNER - 1998 - 1 HR/MO, NONE DURING TRADING. 11.PEACE HEALTH SW MEDICAL CENTER FOUNDATION: START DATE=07/2019 TO PRESENT; NON-INVESTMENT RELATED; NON PROFIT FOUNDATION BOARD MEMBER; PO BOX 1600, VANCOUVER, WA, 98668, 12. VARIOUS INSURANCE - NON-INVESTMENT RELATED - SAME ADDRESS - INSURANCE SALES - AGENT - 1985 - LESS THAN 1 HR/MO - NONE DURING TRADING - TERM AND OTHER INSURANCE PRODUCT SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Martel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

August 2, 2018 - Present

MARTEL WEALTH ADVISORS INC

Office #1: 2001 Se Columbia River Drive Ste 200, Vancouver, WA 98661

RIA

CRD#: 296896

Vancouver, WA

Past

November 17, 2000 - December 31, 2018

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

VANCOUVER, WA

Past

January 2, 1991 - December 31, 2018

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

VANCOUVER, WA

Past

January 11, 1988 - December 31, 1990

FIRST PACIFIC CAPITAL CORPORATION

CRD#: 21042

Past

November 24, 1986 - December 31, 1987

COOPERATIVE FINANCIAL PLANNERS, LTD.

CRD#: 16891

Past

January 10, 1986 - January 20, 1988

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Past

November 18, 1982 - January 22, 1986

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARTEL WEALTH ADVISORS INC

CRD#: 296896 / SEC#: 801-113777

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(12/3/2019)

IAR

Texas
(8/30/2018)

IAR

Washington
(8/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/16/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/30/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/21/1987

General Securities Principal Examination

Current Firm

MARTEL WEALTH ADVISORS INC

CRD#: 296896 / SEC#: 801-113777

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

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Contact information

Main Address

2001 Se Columbia River Drive Ste 200, Vancouver, WA 98661

Mailing Address

Phone number

(360) 694-9940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARTEL WEALTH ADVISORS ADV PART 2A FIRM BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	2,751
AUM (Assets Under Management)	$ 1,245,269,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark S. Martel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Martel's CRS (Customer Relationship Summary).

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

FIRST PACIFIC CAPITAL CORPORATION

COOPERATIVE FINANCIAL PLANNERS, LTD.

CETERA WEALTH SERVICES, LLC

WADDELL & REED

Primary Firm SEC Registration

MARTEL WEALTH ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/1995

Series 63

Date: 11/16/1982

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1985

Series 22

Date: 12/16/1982

Series 6

Date: 11/16/1982

Series 4

Date: 10/30/1987

Series 24

Date: 9/21/1987

Current Firm

MARTEL WEALTH ADVISORS INC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARTEL WEALTH ADVISORS INC

TRUST BUT VERIFY

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