Jeffrey J. Kopina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey J Kopina, who also goes by Jeffrey J Kopina, Jeffrey J. Kopina, Jeffrey Joseph Kopina, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 17 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2022 - January 17, 2025
KEY INVESTMENT SERVICES LLC
May 6, 2022 - January 17, 2025
KEY INVESTMENT SERVICES LLC
January 26, 2021 - October 7, 2021
NYLIFE SECURITIES LLC
January 26, 2018 - December 31, 2020
BANCWEST INVESTMENT SERVICES, INC.
January 26, 2018 - December 31, 2020
BANCWEST INVESTMENT SERVICES, INC.
April 21, 2015 - January 29, 2018
VALIC FINANCIAL ADVISORS, INC.
April 21, 2015 - January 29, 2018
VALIC FINANCIAL ADVISORS, INC.
June 15, 2012 - January 7, 2015
EDWARD JONES
June 15, 2012 - January 7, 2015
EDWARD JONES
May 31, 2011 - March 9, 2012
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 24, 2011 - March 9, 2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC
May 21, 2007 - May 9, 2011
NEW ENGLAND SECURITIES
November 27, 2006 - May 9, 2011
NEW ENGLAND SECURITIES
August 14, 2006 - August 30, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
July 24, 2006 - August 30, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
September 1, 1994 - March 11, 1997
LPL FINANCIAL LLC
September 22, 1992 - September 7, 1994
BERKELEY INTERNATIONAL SECURITIES CORPORATION
March 21, 1991 - July 8, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 11, 1990 - March 19, 1991
INVESCO DISTRIBUTORS, INC.
October 3, 1985 - June 12, 1990
EQUITEC SECURITIES COMPANY
May 3, 1984 - November 30, 1984
A. G. EDWARDS & SONS, INC.
April 6, 1983 - October 21, 1985
MML INVESTORS SERVICES, LLC
January 4, 1983 - October 21, 1985
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
