George E. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Ernest Baker was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1973. George had worked at 3 firms and has passed the Series 63, Series 22, Series 52 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1984 - May 29, 1985
HH&H DEVELOPMENT CORPORATION
April 26, 1983 - November 7, 1984
CREWS & ASSOCIATES, INC.
February 1, 1973 - August 27, 1977
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Series 1
Date: 1/23/1973
Registered Representative ExaminationCurrent Firm
HH&H DEVELOPMENT CORPORATION
CRD#: 13676 / SEC#: , 8-29598
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
