James L. Dibenedetto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Louis Dibenedetto, who also goes by Benny Dibenedetto, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2016 - December 31, 2017
LASALLE ST SECURITIES, L.L.C.
May 23, 1996 - September 20, 2016
CAPITAL SECURITIES INVESTMENT CORPORATION
October 29, 1992 - January 1, 1996
WATERSTONE FINANCIAL GROUP, INC.
January 29, 1990 - November 7, 1990
ROBERT THOMAS SECURITIES, INC
May 24, 1985 - May 16, 1989
CINCINNATI ANALYSTS, INC.
June 4, 1984 - November 5, 1984
SIGNATOR INVESTORS, INC.
January 4, 1983 - May 17, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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