Kenneth Wong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Wong was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1982. Kenneth had worked at 2 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 1988 - January 9, 1989
FOCUS SECURITIES, INC.
October 19, 1982 - June 13, 1988
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
FOCUS SECURITIES, INC.
CRD#: 15023 / SEC#: , 8-31549
Contact information
Documents
Red Flags
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