George H. Howe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Haywood Howe, who also goes by George Howe, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1982. George had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - March 23, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 25, 2021 - March 10, 2022
FIDELITY BROKERAGE SERVICES LLC
January 16, 2013 - October 6, 2020
MORGAN STANLEY
January 2, 2013 - October 6, 2020
MORGAN STANLEY
April 1, 2006 - November 8, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
July 16, 2001 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
March 16, 2000 - June 14, 2001
CITIGROUP GLOBAL MARKETS INC.
December 15, 1995 - December 31, 1999
TOWER SQUARE SECURITIES, INC.
May 19, 1994 - April 3, 1995
TOWER SQUARE SECURITIES, INC.
July 24, 1985 - April 3, 1995
TOWER SQUARE SECURITIES, INC.
December 10, 1982 - April 22, 1994
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
