Steven E. Parmelee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Edward Parmelee, AIF® was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 13 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2009 - December 31, 2024
WBG ADVISORS LLC
October 5, 2009 - October 31, 2013
PURSHE KAPLAN STERLING INVESTMENTS
June 27, 2007 - October 6, 2009
CETERA INVESTMENT ADVISERS LLC
June 27, 2007 - October 6, 2009
CETERA FINANCIAL SPECIALISTS LLC
November 20, 2006 - June 29, 2007
CANTELLA & CO., INC.
November 20, 2006 - June 29, 2007
CANTELLA & CO., INC.
June 2, 2006 - November 17, 2006
IC ADVISORY SERVICES, INC.
January 12, 2006 - June 2, 2006
THE INVESTMENT CENTER, INC.
January 4, 2006 - November 17, 2006
THE INVESTMENT CENTER, INC.
May 13, 2004 - December 31, 2005
PGP FINANCIAL, INC.
May 28, 2003 - April 1, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 4, 1996 - April 15, 2003
1717 CAPITAL MANAGEMENT COMPANY
January 18, 1996 - February 13, 1996
SHAWMUT BROKERAGE, INC.
November 19, 1993 - February 2, 1996
1717 CAPITAL MANAGEMENT COMPANY
January 1, 1993 - June 15, 1993
HORNOR, TOWNSEND & KENT, LLC
February 28, 1991 - October 22, 1991
TOWER SQUARE SECURITIES, INC.
December 17, 1982 - June 7, 1989
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WBG ADVISORS LLC
CRD#: 151161 / SEC#: 801-118088
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 101,837,514 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
