Anthony A. Leonetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony A Leonetti, who also goes by Anthony Albert Leonetti, Anthony Leonetti, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1984. Anthony had worked at 11 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2019 - July 1, 2020
NATIONWIDE SECURITIES, LLC
September 10, 2012 - June 8, 2017
FARMERS FINANCIAL SOLUTIONS, LLC
June 2, 2010 - December 31, 2010
WOODBURY FINANCIAL SERVICES, INC.
February 3, 2010 - June 7, 2010
WADDELL & REED
November 22, 1994 - May 21, 1996
VOYA FINANCIAL PARTNERS, LLC
January 1, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 1, 1991 - July 14, 1994
PRUCO SECURITIES, LLC.
November 25, 1986 - October 23, 1989
AETNA FINANCIAL SERVICES, INC.
November 25, 1986 - December 10, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
December 28, 1984 - April 16, 1987
METROPOLITAN LIFE INSURANCE COMPANY
December 28, 1984 - May 5, 1987
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/2/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
