Gregory L. Kohnert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Lowell Kohnert was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1982. Gregory had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - December 14, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
June 8, 2012 - December 4, 2020
BMO ASSET MANAGEMENT CORP.
July 27, 2005 - June 8, 2012
M&I INVESTMENT MANAGEMENT CORP.
November 8, 2002 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
April 20, 2001 - November 6, 2002
WIPFLI HEWINS INVESTMENT ADVISORS LLC
February 3, 1996 - January 9, 2001
ASSOCIATED INVESTMENT SERVICES, INC.
January 2, 1991 - October 3, 1995
CETERA INVESTMENT SERVICES LLC
November 7, 1986 - December 31, 1990
INVEST FINANCIAL CORPORATION
October 20, 1982 - November 12, 1986
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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