Keith G. Devereaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Gordon Devereaux was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1983. Keith had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 22, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2018 - March 6, 2019
WESCOM FINANCIAL SERVICES
March 20, 2012 - July 13, 2018
WESCOM FINANCIAL SERVICES
March 20, 2012 - March 6, 2019
WESCOM FINANCIAL SERVICES
April 19, 2011 - October 18, 2011
EQUITABLE ADVISORS, LLC
April 19, 2011 - October 18, 2011
EQUITABLE ADVISORS, LLC
July 20, 2006 - February 12, 2010
NEW ENGLAND SECURITIES
January 27, 1983 - February 12, 2010
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESCOM FINANCIAL SERVICES
CRD#: 125650 / SEC#: 801-113359, 8-66189
Contact information
FINRA licenses (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,138 |
| AUM (Assets Under Management) | $ 226,085,019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
