Mary J. Kilp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Joe Kilp was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1983. Mary had worked at 8 firms and has passed the Series 65, Series 63, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2006 - December 31, 2011
VSR FINANCIAL SERVICES, INC.
November 30, 2006 - May 3, 2012
VSR FINANCIAL SERVICES, INC.
October 31, 2005 - December 4, 2006
OSAIC SERVICES, INC.
November 1, 1994 - October 31, 2005
SUNAMERICA SECURITIES, INC.
August 26, 1992 - December 4, 2006
LOGAN & KILP, INC.
May 1, 1992 - November 3, 1994
INVESTACORP, INC.
August 15, 1990 - May 6, 1992
GUARDIAN INVESTOR SERVICES LLC
August 7, 1989 - August 15, 1990
GENERAL SECURITIES CORP
April 26, 1983 - August 21, 1989
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VSR FINANCIAL SERVICES, INC.
CRD#: 14503 / SEC#: 801-61672, 8-30780
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VSR GROUP, LLC | PARENT CORPORATION | |
| BRETADO, SANTIAGO AVILA | CHIEF FINANCIAL OFFICER | 1945627 |
| EISENHAUER, JEFFREY NEAL | VICE PRESIDENT AND TRADE DESK DIRECTOR | 2345135 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| OLSON, GREGORY ALAN | SECRETARY | 2692482 |
| SCRUGGS, CHATTEN WALKER | SENIOR VICE PRESIDENT AND CHIEF TECHNOLOGY OFFICER | 2739132 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STANFIELD, JAMES MICHAEL | CHIEF EXECUTIVE OFFICER | 433482 |
| STANFIELD, JON MICHAEL | PRESIDENT, BD CCO AND RIA CCO | 4955169 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
