Laura J. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Jean Palmer was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1982. Laura had worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2004 - January 12, 2024
AMUNDI DISTRIBUTOR US, INC.
July 11, 2002 - November 16, 2004
FIDELITY BROKERAGE SERVICES LLC
May 12, 1997 - July 11, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
February 1, 1996 - May 2, 1997
BOFA DISTRIBUTORS, INC.
September 17, 1991 - January 18, 1996
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
August 9, 1991 - January 18, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 9, 1991 - January 18, 1996
SIGNATOR INVESTORS, INC.
March 23, 1988 - April 29, 1991
GLEACHER & COMPANY SECURITIES, INC.
March 11, 1988 - March 24, 1988
LEGG MASON WOOD WALKER, INCORPORATED
October 20, 1982 - March 15, 1988
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AMUNDI DISTRIBUTOR US, INC.
CRD#: 24497 / SEC#: , 8-41256
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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