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WS

William Savary

Some features on this profile are disabled
CRD#: 1069141
WS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Savary was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1995. William had worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7TO, Series 3, Series 7, Series 24, Series 53 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 12, 2021 - August 12, 2024

ABRAHAM SECURITIES CORPORATION

BD
CRD#: 13498
GIG HARBOR, WA
Past

October 3, 2019 - July 23, 2020

SPENCER-WINSTON SECURITIES CORPORATION

BD
CRD#: 8300
NEW YORK, NY
Past

December 4, 2006 - October 29, 2007

QUANTUM SECURITIES, INC.

BD
CRD#: 130224
BOCA RATON, FL
Past

September 15, 2000 - March 28, 2012

GLOBAL TRADING GROUP, INC.

BD
CRD#: 103927
WESTBURY, NY
Past

June 1, 1998 - October 7, 1998

AEQUUS EQUITIES, INC.

BD
CRD#: 20510
NEW YORK, NY
Past

May 7, 1996 - July 10, 1996

MONARCH FINANCIAL CORPORATION OF AMERICA

BD
CRD#: 23437
NEW YORK, NY
Past

March 28, 1996 - April 23, 1996

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

December 19, 1995 - March 6, 1996

MORGAN, TAYLOR & ASSOCIATES, INC.

BD
CRD#: 37447
MINEOLA, NY
Past

November 22, 1995 - December 5, 1996

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

September 11, 1995 - September 21, 1995

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/20/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/13/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/3/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2019
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/23/1998
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/3/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/23/2021
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/9/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/22/2000
Registered Options Principal Examination

Current Firm

AS
ABRAHAM SECURITIES CORPORATION
ABRAHAM & CO., INC. | ABRAHAM SECURITIES CORPORATION

CRD#: 13498 / SEC#: , 8-29452

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
3724 47th Street Ct, Gig Harbor, WA 98335
Mailing Address
3724 47th Street Ct, Gig Harbor, WA 98335
Phone number
(253) 851-7486
Established
Washington since 07/29/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ABRAHAM & CO., INC.PARENT COMPANY299085
ABRAHAM, KYE AUBREYPRESIDENT872944
BUSACCA, JOHN BRIAN IIICCO2302780
PINOU, THOMAS GEORGEFINOP1206949

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABRAHAM SECURITIES CORPORATION

CRD#: 13498

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