Mark P. Cowdell

COWDELL INVESTMENTS

ALPINE, UT

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CRD#: 1069084

Professional summary

Mark Paul Cowdell, CFP® is a registered financial advisor currently at COWDELL INVESTMENTS, LLC located in Alpine, Utah.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT CONTRACTOR INSURANCE SALES AND RIA. 458 BRISTOL COURT, ALPINE UTAH 84004. NATURE OF THE BUSINESS IS INSURANCE SALES AND MY INVOLVEMENT IS THAT OF AN AGENT. THE TIME SPENT ON IT VARIES EVERY DAY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Paul Cowdell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

April 17, 1997 - Present

COWDELL INVESTMENTS, LLC

RIA

CRD#: 122933

ALPINE, UT

Past

December 3, 2003 - March 3, 2006

FIRST WESTERN ADVISORS

RIA

CRD#: 13623

ALPINE, UT

Past

December 2, 2003 - March 3, 2006

FIRST WESTERN ADVISORS

CRD#: 13623

ALPINE, UT

Past

November 6, 2001 - December 3, 2003

METROPOLITAN INVESTMENT SECURITIES, INC.

CRD#: 14146

SPOKANE, WA

Past

November 5, 1999 - December 5, 2001

FIRST SECURITIES USA, INC.

CRD#: 39986

IRVINE, CA

Past

March 14, 1995 - November 5, 1999

FIRST ASSOCIATED SECURITIES GROUP, INC.

CRD#: 20597

CHICO, CA

Past

February 9, 1995 - March 3, 1995

FIRST ASSOCIATED SECURITIES GROUP, INC.

CRD#: 20597

Past

November 8, 1993 - April 12, 1995

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

LITTLETON, CO

Past

May 18, 1993 - November 26, 1993

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

August 16, 1990 - May 21, 1993

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

LITTLETON, CO

Past

May 19, 1989 - August 15, 1990

BOETTCHER & COMPANY, INC.

CRD#: 101

Past

September 30, 1987 - January 19, 1988

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

June 26, 1987 - October 20, 1987

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

March 17, 1986 - October 10, 1986

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

January 24, 1986 - July 15, 1986

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

October 19, 1982 - January 26, 1984

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(4/17/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/18/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/4/1992

General Securities Principal Examination

Current Firm

COWDELL INVESTMENTS, LLC

COWDELL INVESTMENT SERVICES | COWDELL, MARK PAUL | COWDELL INVESTMENTS, LLC | COWDELL INVESTMENTS & INSURANCE, LLC | COWDELL INVESTMENTS

CRD#: 122933 / SEC#:

Utah

Registered Investment Advisory firm - (7/8/1996 Approved)

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Contact information

Main Address

Alpine, UT

Mailing Address

Phone number

(801) 763-1188

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 54,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark P. Cowdell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Paul Cowdell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST WESTERN ADVISORS

FIRST WESTERN ADVISORS

METROPOLITAN INVESTMENT SECURITIES, INC.

FIRST SECURITIES USA, INC.

FIRST ASSOCIATED SECURITIES GROUP, INC.

FIRST ASSOCIATED SECURITIES GROUP, INC.

CONSOLIDATED INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

CONSOLIDATED INVESTMENT SERVICES, INC.

BOETTCHER & COMPANY, INC.

INVEST FINANCIAL CORPORATION

FIDELITY BROKERAGE SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/1994

Series 63

Date: 10/27/1982

Series 7

Date: 6/20/1987

Series 6

Date: 10/18/1982

Series 24

Date: 8/4/1992

Current Firm

COWDELL INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COWDELL INVESTMENTS, LLC

TRUST BUT VERIFY

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