James P. Barrett
Professional summary
James Patrick Barrett, who also goes by James P Barrett, is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in East Hanover, New Jersey.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Patrick Barrett's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2014 - Present
RMR WEALTH BUILDERS, INC.
August 31, 2012 - May 3, 2023
CALTON & ASSOCIATES, INC.
August 31, 2012 - May 3, 2023
CALTON & ASSOCIATES, INC.
July 31, 2002 - September 4, 2012
CETERA WEALTH SERVICES, LLC
August 25, 1986 - September 4, 2012
CETERA WEALTH SERVICES, LLC
January 2, 1983 - September 9, 1986
DAVID LERNER ASSOCIATES, INC.
Primary Firm SEC Registration
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/25/2014)
(12/3/2014)
Exams
Current Firm
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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