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Thomas R. Ackerman

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CRD#: 1069037
TA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Richard Ackerman was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1988. Thomas had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 24, 2006 - May 19, 2011

WILSON FINANCIAL SERVICES INC.

RIA
CRD#: 145397
DRY RIDGE, KY
Past

May 24, 2000 - December 31, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
LEXINGTON, KY
Past

May 12, 2000 - December 31, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
LEXINGTON, KY
Past

November 22, 1988 - June 1, 2000

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/24/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WF
WILSON FINANCIAL SERVICES INC.
WILSON FINANCIAL SERVICES INC.

CRD#: 145397 / SEC#:

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Contact information


Main Address
1116 Fashion Ridge Rd., Dry Ridge, KY 41035
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILSON FINANCIAL SERVICES INC.

CRD#: 145397

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