Robert B. Fallah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Bobak Fallah was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 7 firms and has passed the Series 63, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2012 - August 13, 2014
OLYMPUS SECURITIES, LLC
June 17, 2011 - April 5, 2012
HALCYON CABOT PARTNERS, LTD.
May 7, 2007 - May 13, 2009
MCBARRON CAPITAL LLC
September 9, 2005 - August 21, 2008
ARJENT LTD.
December 10, 1987 - April 25, 1995
ROBERT TODD FINANCIAL CORP.
July 12, 1984 - October 19, 1987
GLOBAL CAPITAL SECURITIES, INC.
October 20, 1982 - March 20, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
OLYMPUS SECURITIES, LLC
CRD#: 114050 / SEC#: , 8-53392
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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