Michael C. Wells
Professional summary
Michael Carl Wells, who also goes by Mike Carl Wells, is a registered financial advisor currently at THE BETTER 401(K) SOURCE located in Plano, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Michael has worked at 7 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Carl Wells's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2017 - Present
THE BETTER 401(K) SOURCE
Office #1: 1800 Preston Park Blvd., Suite 260, Plano, TX 75093January 2, 2015 - November 19, 2015
INDEX FUND ADVISORS, INC.
January 25, 2005 - January 19, 2006
CHASE INVESTMENT SERVICES CORP.
January 25, 2005 - January 19, 2006
CHASE INVESTMENT SERVICES CORP.
December 1, 1999 - January 15, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 1999 - January 15, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 1991 - December 24, 1992
LEHMAN BROTHERS INC.
July 21, 1986 - July 13, 1987
ROTAN MOSLE INC.
October 20, 1982 - July 25, 1986
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/26/2017)
Exams
Current Firm
THE BETTER 401(K) SOURCE
CRD#: 285809 / SEC#:
Contact information
Red Flags
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Company Information
THE BETTER 401(K) SOURCE
CRD#: 285809Plano, TX 75093TRUST BUT VERIFY
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