Robert D. Vaughn
Professional summary
Robert Donald Vaughn JR, who also goes by Robert Donald Vaughn, Robert Donald Vauhgn, is a registered financial advisor currently at VAUGHN INVESTMENT ADVISORS INC located in Tustin, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 8 firms and has passed the Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Donald Vaughn JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2012 - Present
VAUGHN INVESTMENT ADVISORS INC
Office #1: 17621 Irvine Blvd Suite 104, Tustin, CA 92780February 13, 1995 - December 31, 1998
SPECTRUM SECURITIES, INC.
November 19, 1989 - December 31, 1994
OSAIC WEALTH, INC.
November 3, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 8, 1987 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
March 12, 1987 - December 8, 1987
IRONWOOD SECURITIES, INC.
September 27, 1983 - March 30, 1987
BOARDWALK CAPITAL CORPORATION
October 20, 1982 - July 18, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/28/2012)
Exams
Current Firm
VAUGHN INVESTMENT ADVISORS INC
CRD#: 111249 / SEC#: 801-64075
Contact information
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 72,000,000 |
Red Flags
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