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JS

James L. Schermerhorn

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CRD#: 1068768
JS

Professional summary

James Leonard Schermerhorn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

James is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, James had worked at 3 firms, which includes TITAN/VALUE EQUITIES GROUP INC., CETERA WEALTH SERVICES LLC, SOUTHMARK FINANCIAL SERVICES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 1, 1990 - February 17, 1998

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

August 26, 1983 - May 9, 1990

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

November 24, 1982 - September 6, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

BD
CRD#: 6518

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 22
Date: 12/13/1982
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/23/1982
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TE
TITAN/VALUE EQUITIES GROUP, INC.
TITAN CAPITAL CORPORATION | TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359 / SEC#: , 8-16697

BD
Cancelled by SEC on 12/15/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 05/20/1969
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

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