Robert B. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Brent Cohen, who also goes by Bob Cohen, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 15 firms and has passed the Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2013 - December 8, 2014
CAMBRIA CAPITAL, LLC
September 11, 2012 - January 8, 2013
LEGEND SECURITIES, INC.
July 30, 2004 - September 11, 2012
WESTERN INTERNATIONAL SECURITIES, INC.
May 25, 2000 - August 2, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
October 21, 1998 - June 9, 2000
JWGENESIS SECURITIES, INC.
October 14, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
April 6, 1995 - October 2, 1997
ROUND HILL SECURITIES, INC.
November 7, 1994 - March 27, 1995
DAKIN SECURITIES CORPORATION
December 18, 1992 - October 26, 1994
JOSEPHTHAL & CO., INC.
October 9, 1991 - November 3, 1992
UBS FINANCIAL SERVICES INC.
September 13, 1990 - October 8, 1991
PRUDENTIAL EQUITY GROUP, LLC
September 21, 1987 - October 10, 1990
LEHMAN BROTHERS INC.
August 30, 1984 - September 11, 1987
J.P. MORGAN SECURITIES LLC
November 9, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
October 25, 1983 - September 25, 1984
LEHMAN BROTHERS INC.
October 27, 1982 - October 24, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
CAMBRIA CAPITAL, LLC
CRD#: 133760 / SEC#: 801-112108, 8-66768
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 134 |
| AUM (Assets Under Management) | $ 10,552,928 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
