Loretta G. Scarpettiscroggins

AVENTURA CAPITAL MANAGEMENT

Exeter, NH 03833

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CRD#: 1068583

Professional summary

Loretta Gloria Scarpettiscroggins, who also goes by Loretta Gloria Ouellette, Loretta Gloria Scarpetti, is a registered financial advisor currently at AVENTURA CAPITAL MANAGEMENT, LLC located in Exeter, New Hampshire.

Loretta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Loretta has worked at 11 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Loretta Gloria Ouellette | Loretta Gloria Scarpetti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCARPETTI & SCROGGINS,LLC 10/1997 /SALE OF FIXED ANNUITIES, FIXED ANNUITIES,LIFE INS.,DISABLITY INS. AND LONG TERM CARE. SCARPETTI & SCROGGINS,INC. 10/2207 /SALE OF LIFE INS. FULL TIME ATTENTION TO ALL COMPANIES CONCURENTLY DURING BUSINESS DAYS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loretta Gloria Scarpettiscroggins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2011 - Present

AVENTURA CAPITAL MANAGEMENT, LLC

Office #1: Exeter Crossing 18 Hampton Road, Suite 4, Exeter, NH 03833

RIA

CRD#: 142478

Exeter, NH

Past

January 12, 2009 - September 10, 2009

AVENTURA SECURITIES, LLC

CRD#: 142374

EXETER, NH

Past

October 16, 2008 - September 15, 2009

AVENTURA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 142478

EXETER, NH

Past

October 9, 2008 - December 2, 2008

R & G SECURITIES, LLC

CRD#: 147040

DECATUR, GA

Past

June 20, 2007 - August 19, 2008

ENVISION INVESTMENT ADVISORS, LLC

RIA

CRD#: 143667

EXETER, NH

Past

January 3, 2007 - June 18, 2007

SCARPETTI ASSET MANAGEMENT LLC

RIA

CRD#: 141660

EXETER, NH

Past

February 28, 2005 - September 14, 2006

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

EXETER, NH

Past

December 19, 2001 - January 6, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 19, 2001 - January 6, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 12, 1997 - December 31, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

October 31, 1996 - December 12, 1997

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

March 19, 1986 - October 28, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 19, 1986 - October 28, 1996

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVENTURA CAPITAL MANAGEMENT, LLC

CRD#: 142478 / SEC#: 801-67322

RIA

Registered Investment Advisory firm - (11/29/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(7/20/2011)

IAR

New Hampshire
(7/20/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/18/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/2/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

AVENTURA CAPITAL MANAGEMENT, LLC

CRD#: 142478 / SEC#: 801-67322

RIA

Registered Investment Advisory firm - (11/29/2006 Approved)

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Contact information

Main Address

5550 Glades Road Suite 535, Boca Raton, FL 33431

Mailing Address

Phone number

(305) 466-0467

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENERAL 2014.09 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	248
AUM (Assets Under Management)	$ 57,829,202

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Loretta G. Scarpettiscroggins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loretta Gloria Scarpettiscroggins's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVENTURA SECURITIES, LLC

AVENTURA CAPITAL MANAGEMENT, LLC

R & G SECURITIES, LLC

ENVISION INVESTMENT ADVISORS, LLC

SCARPETTI ASSET MANAGEMENT LLC

VOYA FINANCIAL ADVISORS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

PRINCIPAL SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

AVENTURA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/1998

Series 63

Date: 4/15/1986

Series 6

Date: 3/18/1986

Series 26

Date: 9/2/1999

Current Firm

AVENTURA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVENTURA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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