Mark E. Wehrle

DAVIS & WEHRLE

ROUND ROCK, TX 78664-6700

Some features on this profile are disabled

CRD#: 1068579

Professional summary

Mark Edward Wehrle, AIF® is a registered financial advisor currently at DAVIS & WEHRLE, LLC located in Round Rock, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Mark has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE PRODUCTS; LIFE, HEALTH, DISABILITY, ANNUITIES, AND LTC. DAVIS-WEHRLE LLC; INSURANCE SALES/SERVICE, PENSION ADMINISTRATION, 8-10 HRS PER WEEK, START DATE 1/1/06.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Wehrle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 8, 2009 - Present

DAVIS & WEHRLE, LLC

Office #1: 1104 S. Mays Suite 105, Round Rock, TX 78664-6700

RIA

CRD#: 144572

ROUND ROCK, TX

Past

June 18, 2001 - September 26, 2007

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

AUSTIN, TX

Past

June 18, 2001 - September 26, 2007

CETERA WEALTH SERVICES, LLC

CRD#: 13572

AUSTIN, TX

Past

January 26, 1999 - June 18, 2001

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

December 21, 1982 - January 26, 1999

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(9/20/2017)

IAR

Texas
(12/8/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/1982

General Securities Representative Examination

Current Firm

DAVIS & WEHRLE, LLC

CRD#: 144572 / SEC#: 801-68168

RIA

Registered Investment Advisory firm - (10/20/2017 Terminated)

Mississippi

Registered Investment Advisory firm - (9/19/2017 Approved)

Texas

Registered Investment Advisory firm - (5/31/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1104 S. Mays Suite 105, Round Rock, TX 78664-6700

Mailing Address

Phone number

(512) 346-1131

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	108
AUM (Assets Under Management)	$ 35,379,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark E. Wehrle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Wehrle's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVIS & WEHRLE, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

FFP SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/1983

Series 7

Date: 12/18/1982

Current Firm

DAVIS & WEHRLE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAVIS & WEHRLE, LLC

TRUST BUT VERIFY

Similar Advisors