Robert B. Miller

KEY INVESTMENT SERVICES LLC | Director

Brecksville, OH 44141

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CRD#: 1068515

Professional summary

Robert Bradley Miller, who also goes by Brad Miller, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Brecksville, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 19 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Community Church of Huntington / 4910 Main Road Huntington, Vermont 05462 / United States / Other / Local Church / Providing input and voting on general church functions at monthly board meeting. / Member of Board of directors / Provide input and vote on general church functions. / Start Date 6/30/2019 Board member of local church /

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bradley Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Robert Bradley Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Liberal Arts

1978 - 1979

Social Sciences

1980 - 1982

Experience

Current

June 7, 2023 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 7790 Chippewa Rd, Brecksville, OH 44141

RIA

CRD#: 136300

Brecksville, OH

Current

June 6, 2023 - Present

KEY INVESTMENT SERVICES LLC

Office #1: 7790 Chippewa Rd, Brecksville, OH 44141

RIA

CRD#: 136300

Brecksville, OH

Past

October 29, 2015 - March 7, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SOUTH BURLINGTON, VT

Past

October 12, 2015 - March 7, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SOUTH BURLINGTON, VT

Past

February 13, 2013 - October 29, 2015

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BEACHWOOD, OH

Past

February 13, 2013 - October 29, 2015

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

BEACHWOOD, OH

Past

June 8, 2011 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MIAMISBURG, OH

Past

June 3, 2011 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MIAMISBURG, OH

Past

October 1, 2010 - April 1, 2011

MEEDER ASSET MANAGEMENT, INC.

RIA

CRD#: 105794

DUBLIN, OH

Past

October 1, 2010 - April 1, 2011

MEEDER ADVISORY SERVICES, INC.

RIA

CRD#: 106814

DUBLIN, OH

Past

September 15, 2010 - April 1, 2011

MEEDER DISTRIBUTION SERVICES, INC.

CRD#: 36773

DUBLIN, OH

Past

August 26, 2008 - May 24, 2010

ASSETMARK, INC.

RIA

CRD#: 109018

CONCORD, CA

Past

July 1, 2008 - May 24, 2010

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

December 14, 2005 - May 28, 2008

ICON ADVISERS, INC.

RIA

CRD#: 108268

GREENWOOD VILLAGE, CO

Past

December 13, 2005 - May 28, 2008

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

October 11, 2005 - December 2, 2005

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

DAYTON, OH

Past

May 14, 1999 - December 2, 2005

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

DAYTON, OH

Past

December 4, 1996 - May 14, 1999

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

September 23, 1992 - January 27, 1997

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

September 23, 1992 - January 27, 1997

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

October 13, 1988 - February 28, 1991

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

January 7, 1986 - September 14, 1988

MONY SECURITIES CORPORATION

CRD#: 4386

Past

February 27, 1985 - January 10, 1986

THE ADVISORS GROUP, INC.

CRD#: 14035

Past

October 29, 1982 - February 12, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(6/26/2023)

California
(6/26/2023)

Colorado
(6/26/2023)

Florida
(6/26/2023)

Illinois
(6/26/2023)

New York
(6/26/2023)

Ohio
(6/7/2023)

IAR

Ohio
(6/7/2023)

Texas
(6/26/2023)

Virginia
(6/26/2023)

Washington
(6/26/2023)

West Virginia
(6/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/25/2012

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/4/2011

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

CRD#: 136300 / SEC#: 801-65060, 8-66999

RIA

Registered Investment Advisory firm - SEC (1/3/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Mailing Address

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144

Phone number

(888) 547-2968

Established

Ohio since 06/08/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,131

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

KIS FORM ADV PART 2A APPENDIX 1 (4/21/2025)

Direct owners and executive officers

Name	Position	CRD#
KEYBANC CAPITAL MARKETS INC.	SOLE OWNER	566
CALABRESE, GIUSEPPE NMN	CO-CEO/PRESIDENT	5013231
DOUCE, MARK IVAN	CHIEF COMPLIANCE OFFICER	2959137
GULLA, MATTHEW TODD	CHIEF ADMINISTRATIVE OFFICER	3040637
HOTZ, BURTON BRUCE NICHOLAS	CHIEF RISK OFFICER	3025138
JANOFSKY, PAULA MARIE	OPERATIONS OFFICER	2882776
KOVACHICK, MARK ALLAN	CHIEF FINANCIAL OFFICER/DIRECTOR	5390571
SCHMIDT, SOLOMON LEE	CO-CEO/PRESIDENT	4404279
SKARDA, JOSEPH BRIEL	HEAD OF KEY WEALTH MANAGEMENT	4288186
THEBERGE, JONATHAN MARC	CHIEF OPERATIONS OFFICER	7722891
WEICK, PAUL ALFRED II	CHIEF LEGAL OFFICER	2286289

Regulatory assets under management

Total Number of Accounts	27,533
AUM (Assets Under Management)	$ 6,107,213,206

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert B. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bradley Miller's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Bradley Miller's CRS (Customer Relationship Summary).

Certified licenses

Education

Experience

KEY INVESTMENT SERVICES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MEEDER ASSET MANAGEMENT, INC.

MEEDER ADVISORY SERVICES, INC.

MEEDER DISTRIBUTION SERVICES, INC.

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

ICON ADVISERS, INC.

ICON DISTRIBUTORS, INC.

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

KEY INVESTMENTS INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

MONY SECURITIES CORPORATION

THE ADVISORS GROUP, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KEY INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/1997

Series 63

Date: 6/14/1984

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1985

Series 6

Date: 10/28/1982

Series 9

Date: 1/25/2012

Series 10

Date: 10/4/2011

FINRA

Current Firm

KEY INVESTMENT SERVICES LLC

Contact information

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

KEY INVESTMENT SERVICES LLC

TRUST BUT VERIFY

Contact information

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