Kenneth S. Stovall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Steven Stovall, who also goes by K Steven Stovall, K. Steven Stovall, Steve Stovall, Steven Stovall, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1982. Kenneth had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2021 - January 2, 2026
CRESSET ASSET MANAGEMENT, LLC
April 7, 2015 - October 19, 2021
BERMAN CAPITAL ADVISORS, LLC
June 25, 2014 - April 14, 2015
ROBERTSON STEPHENS SECURITIES
August 13, 2013 - April 14, 2015
ROBERTSON STEPHENS ADVISORS
June 25, 2013 - July 1, 2014
PURSHE KAPLAN STERLING INVESTMENTS
July 22, 2002 - June 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 2002 - June 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 2000 - August 27, 2002
ROBERTSON STEPHENS, INC.
September 1, 1998 - August 27, 2002
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
June 27, 1996 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
November 21, 1990 - June 26, 1996
ALEX. BROWN & SONS INCORPORATED
February 9, 1988 - December 13, 1990
LEHMAN BROTHERS INC.
February 25, 1987 - February 17, 1988
J.P. MORGAN SECURITIES LLC
October 22, 1984 - December 13, 1990
LEHMAN BROTHERS INC.
October 22, 1982 - January 19, 1984
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CRESSET ASSET MANAGEMENT, LLC
CRD#: 288566 / SEC#: 801-110753
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESSET ASSET MANAGEMENT, LLC
CRD#: 288566 / SEC#: 801-110753
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 42,546 |
| AUM (Assets Under Management) | $ 71,864,303,961 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/10/2025 | ||
| 10/09/2024 | ||
| 11/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
