Jeffrey D. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Dean Peterson was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1982. Jeffrey had worked at 3 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 1998 - December 12, 2001
PETERSON BROTHERS SECURITIES COMPANY
December 23, 1982 - March 10, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED
October 20, 1982 - January 10, 1983
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 1/26/1999
Limited Representative-Equity Trader ExamCurrent Firm
PETERSON BROTHERS SECURITIES COMPANY
CRD#: 22564 / SEC#: , 8-39850
Contact information
Documents
Red Flags
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