Niel P. Lentz

CADINHA & CO LLC

Honolulu, HI 96813-3713

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CRD#: 1068462

Professional summary

Niel Preston Lentz, who also goes by Preston Lentz, is a registered financial advisor currently at CADINHA & CO LLC located in Honolulu, Hawaii.

Niel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Niel has worked at 2 firms and has passed the Series 65, Series 63, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Preston Lentz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Niel Preston Lentz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2000 - Present

CADINHA & CO LLC

Office #1: 900 Fort St. Mall, Ste. 1450, Honolulu, HI 96813-3713

RIA

CRD#: 108135

Honolulu, HI

Past

October 22, 1982 - March 30, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CADINHA & CO LLC

CRD#: 108135 / SEC#: 801-57784

RIA

Registered Investment Advisory firm - (6/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(7/5/2000)

IAR

Texas
(7/20/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 10/16/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/1992

General Securities Principal Examination

Current Firm

CADINHA & CO LLC

CRD#: 108135 / SEC#: 801-57784

RIA

Registered Investment Advisory firm - (6/22/2000 Approved)

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Contact information

Main Address

900 Fort St. Mall, Ste. 1450, Honolulu, HI 96813-3713

Mailing Address

Phone number

(808) 523-9488

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CADINHA & CO ADV PART 2A 03.17.2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,407
AUM (Assets Under Management)	$ 1,074,670,828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Niel P. Lentz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Niel Preston Lentz's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CADINHA & CO LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/1991

Series 63

Date: 11/2/1982

Series 5

Date: 12/11/1982

Series 7

Date: 10/16/1982

Series 24

Date: 5/20/1992

Current Firm

CADINHA & CO LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CADINHA & CO LLC

TRUST BUT VERIFY

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