Grace P. Stoneham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grace Patricia Stoneham was a registered financial professional .
Grace is a previously registered financial professional and started their career in finance in 1982. Grace had worked at 6 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 1997 - September 6, 2000
FIRST SECURITIES USA, INC.
January 13, 1990 - August 29, 1997
SMITH CULVER INVESTMENTS
December 14, 1988 - January 11, 1990
WEDBUSH SECURITIES INC.
July 26, 1988 - December 21, 1988
BIRR WILSON, INC.
April 1, 1986 - August 9, 1988
BWS, INC.
April 18, 1985 - April 1, 1986
BIRR, WILSON & CO., INC.
December 21, 1982 - March 25, 1985
BIRR, WILSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 11/22/1983
Interest Rate Options ExaminationCurrent Firm
FIRST SECURITIES USA, INC.
CRD#: 39986 / SEC#: , 8-48922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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