Richard D. Patap
Professional summary
Richard Dennis Patap, CFP®, who also goes by Rick Patap, is a registered financial advisor currently at PATAP FINANCIAL SERVICES located in Naperville, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Richard has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Dennis Patap's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1992
Experience
April 29, 1998 - Present
PATAP FINANCIAL SERVICES
January 5, 2004 - December 31, 2009
BROOKLIGHT PLACE SECURITIES, INC.
June 15, 1992 - October 30, 1998
STOFAN, AGAZZI & COMPANY, INC.
October 26, 1988 - December 1, 2011
BROOKLIGHT PLACE SECURITIES, INC.
January 14, 1988 - November 25, 1988
TRANSAMERICA SECURITIES SALES CORPORATION
January 14, 1988 - November 25, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 9, 1984 - January 27, 1988
METROPOLITAN LIFE INSURANCE COMPANY
December 6, 1982 - July 24, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/29/1998)
Exams
Current Firm
PATAP FINANCIAL SERVICES
CRD#: 111965 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 70 |
| AUM (Assets Under Management) | $ 45,504,766 |
Red Flags
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