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DR

Daniel L. Rowland

ROWLAND FINANCIAL SERVICES
Roseville, CA 95661
Some features on this profile are disabled
CRD#: 1068325
DR

Professional summary

Daniel Lee Rowland is a registered financial advisor currently at ROWLAND FINANCIAL SERVICES located in Roseville, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Daniel has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Daniel Rowland Rowland Agency START DATE OF OBA: 01/1977 # HOURS/MONTH:MORE THAN 100 HRS/MONTHLY; INSURANCE BROKERAGE DBA NAME: ROWLAND AGENCY; INVESTMENT RELATED: no ADDRESS: 3017 DOUGLAS BLVD., #300, ROSEVILLE, CA 95661; POSITION, TITLE, RELATIONSHIP:OWNER; DESCRIBE DUTIES: SPECIALIZE IN EMPLOYEE BENEFITS; SALES AND SERVICE OF LIFE, ACCIDENT, HEALTH/DI/ LTC AND ANNUITY CLIENT ACCOUNTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Rowland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2016 - Present

ROWLAND FINANCIAL SERVICES

Office #1: 3017 Douglas Blvd # 300, Roseville, CA 95661
RIA
CRD#: 284540
Roseville, CA
Past

May 27, 2015 - January 7, 2016

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
REDWOOD SHORES, CA
Past

January 2, 2015 - February 26, 2015

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
FOSTER CITY, CA
Past

January 2, 2015 - February 26, 2015

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
FOSTER CITY, CA
Past

December 31, 1997 - January 2, 2015

NEW ENGLAND SECURITIES

RIA
CRD#: 615
FOSTER CITY, CA
Past

October 20, 1982 - January 2, 2015

NEW ENGLAND SECURITIES

BD
CRD#: 615
FOSTER CITY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/22/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/25/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/7/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/1985
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/19/1982
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RF
ROWLAND FINANCIAL SERVICES
ROWLAND FINANCIAL SERVICES | ROWLAND, DANIEL LEE

CRD#: 284540 / SEC#:

California
Registered Investment Advisory firm - (8/22/2016 Approved)
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Contact information

Main Address
3017 Douglas Blvd # 300, Roseville, CA 95661
Mailing Address
Phone number
(916) 747-9646
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROWLAND FINANCIAL SERVICES

CRD#: 284540Roseville, CA 95661

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