Kevin A. Harty
Professional summary
Kevin Anthony Harty is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1982. Kevin has worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Anthony Harty's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2025 - Present
INTEGRITY CAPITAL, LLC
Office #1: 888 S Harrison St., Suite 900, Fort Wayne, IN 46802March 19, 2021 - January 31, 2025
FIRST PALLADIUM, LLC
February 9, 1999 - February 1, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
March 21, 1990 - May 9, 1990
CETERA WEALTH SERVICES, LLC
September 29, 1986 - March 22, 1988
PINEBRIDGE SECURITIES LLC
December 21, 1982 - April 23, 1985
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2025)
Exams
Series 6TO
Date: 3/19/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
INTEGRITY CAPITAL, LLC
CRD#: 285198 / SEC#: , 8-69829
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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