William G. Drew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gilbert Drew was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 15 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2016 - May 20, 2016
SEIDEL & CO., LLC
April 7, 2014 - January 6, 2015
LPS CAPITAL LLC
October 11, 2011 - January 8, 2014
DEALERWEB LLC
March 1, 2005 - October 10, 2011
RAFFERTY CAPITAL MARKETS, LLC
April 7, 2004 - March 29, 2005
SEABOARD SECURITIES, INC.
February 3, 2003 - March 9, 2004
BURLINGTON CAPITAL MARKETS INC.
September 5, 2000 - February 3, 2003
W.A. CAPITAL MARKETS
June 21, 1999 - September 8, 2000
TULLETT PREBON FINANCIAL SERVICES LLC
December 12, 1996 - April 28, 1998
EXCO RMJ INTERNATIONAL INC.
November 1, 1993 - December 23, 1996
CANTOR FITZGERALD SECURITIES
October 5, 1993 - December 23, 1996
MINT BROKERS
June 3, 1992 - October 7, 1993
FINANCIAL SQUARE PARTNERS
February 28, 1991 - June 4, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
February 5, 1985 - February 28, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
December 21, 1982 - September 14, 1984
KMS CORPORATE BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
