Paul C. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Curtis Cohen was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2001 - February 2, 2016
THE O.N. EQUITY SALES COMPANY
January 22, 1998 - April 13, 2001
NEW ENGLAND SECURITIES
September 27, 1993 - August 12, 1996
FOX & HENRY, INC.
December 7, 1982 - August 10, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 7, 1982 - August 10, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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