Wayne Lunday
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Lunday, ChFC®, CLU® was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1982. Wayne had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2014 - December 31, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 21, 2004 - February 4, 2014
THE O.N. EQUITY SALES COMPANY
December 17, 1982 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
December 17, 1982 - March 30, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 17, 1982 - March 30, 2004
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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