Curtis A. Olive
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Andrews Olive, who also goes by Curtis Andrews Liver, Andy Olive, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1982. Curtis had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1990 - August 21, 1990
ARAGON FINANCIAL SERVICES, INC.
March 24, 1987 - August 8, 1990
LPL FINANCIAL LLC
May 9, 1985 - March 30, 1987
WACHOVIA SECURITIES, INC.
November 21, 1984 - May 6, 1985
E. F. HUTTON & COMPANY INC
October 20, 1982 - November 5, 1984
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARAGON FINANCIAL SERVICES, INC.
CRD#: 16023 / SEC#: , 8-33169
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
