Michael A. Barbalato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Barbalato, who also goes by Michael Anthony Barbalata, Mike Barbalato, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 6 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 1989 - September 25, 1990
MLB INVESTMENTS, LTD.
March 6, 1989 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
October 28, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
May 24, 1988 - October 13, 1988
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 31, 1988
SHERWOOD CAPITAL, INC.
January 11, 1983 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MLB INVESTMENTS, LTD.
CRD#: 18280 / SEC#: , 8-36384
Contact information
Documents
Red Flags
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