Joshua Feldstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Feldstein, who also goes by Joshua Neil Feldstein, Joshula Neil Feldstein, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1982. Joshua had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2012 - September 11, 2013
DAVID LERNER ASSOCIATES, INC.
May 24, 1983 - January 28, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
March 14, 1983 - March 31, 1983
SENTRY SECURITES CORP.
November 24, 1982 - March 28, 1983
BROADCHILD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
