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JK

James L. Korenek

THE CHAMPION GROUP
Shavano Park, TX 78249
Some features on this profile are disabled
CRD#: 1067554
JK

Professional summary


James Lawrence Korenek, who also goes by Larry Korenek, is a registered financial professional currently at THE CHAMPION GROUP, INC. located in Shavano Park, Texas.

James is registered as a RR (Registered Representative) and started their career in finance in 1983. James has worked at 9 firms and has passed the Series 63, Series 65, Series 22TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Larry Korenek

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view James Lawrence Korenek's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 23, 2023 - Present

THE CHAMPION GROUP, INC.

Office #1: 4416 Lockhill Selma Rd, Shavano Park, TX 78249
BD
CRD#: 23418
Shavano Park, TX
Past

September 17, 2010 - April 30, 2012

DBA THE DELTA COMPANY

BD
CRD#: 120187
SAN ANTONIO, TX
Past

July 10, 2008 - November 18, 2009

DBA THE DELTA COMPANY

BD
CRD#: 120187
SAN ANTONIO, TX
Past

September 18, 2007 - July 8, 2008

ELTEKON SECURITIES, LLC

BD
CRD#: 111645
WEST LAKE HILLS, TX
Past

May 5, 2006 - March 29, 2007

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
AUSTIN, TX
Past

June 16, 2003 - April 3, 2006

STEPHENS

RIA
CRD#: 3496
AUSTIN, TX
Past

April 2, 2002 - April 3, 2006

STEPHENS

BD
CRD#: 3496
AUSTIN, TX
Past

February 2, 1996 - April 22, 2002

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
DALLAS, TX
Past

June 2, 1988 - February 13, 1996

MASTERSON MORELAND SAUER WHISMAN, INC.

BD
CRD#: 16815
Past

December 10, 1984 - May 6, 1988

ROTAN MOSLE INC.

BD
CRD#: 727
Past

November 9, 1983 - December 26, 1984

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
Past

January 14, 1983 - December 8, 1983

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/27/2023)
RR
California
(6/27/2023)
RR
Florida
(6/27/2023)
RR
Georgia
(6/29/2023)
RR
Kansas
(6/26/2023)
RR
Minnesota
(6/26/2023)
RR
Mississippi
(2/25/2025)
RR
Nebraska
(10/2/2023)
RR
Nevada
(7/3/2023)
RR
New York
(7/13/2023)
RR
Ohio
(12/2/2023)
RR
Oklahoma
(6/26/2023)
RR
Texas
(6/26/2023)
RR
Virginia
(6/26/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 5/26/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 6/23/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TC
THE CHAMPION GROUP, INC.
THE CHAMPION GROUP, INC.

CRD#: 23418 / SEC#: , 8-40417

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
4416 Lockhill Selma Rd, Shavano Park, TX 78249
Mailing Address
4416 Lockhill Selma Rd, Shavano Park, TX 78249
Phone number
(210) 490-1482
Established
Delaware since 11/11/1988
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GARTLEY, CLYDE DAVIDPRESIDENT/DIRECTOR/CCO1891907
GARTLEY, HARVEY EDWARDDIRECTOR/CFO/PFO/POO1920729

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE CHAMPION GROUP, INC.

CRD#: 23418Shavano Park, TX 78249

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