Martin J. Pollock

EUREKACAP PARTNERS

MARLBORO, NJ

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CRD#: 1067521

Professional summary

Martin Jay Pollock, who also goes by Marty Pollock, is a registered financial professional currently at EUREKACAP PARTNERS, INC. located in Marlboro, New Jersey and PROFOR ADVISORS located in Rye Brook, New York.

Martin is registered as a RR (Registered Representative) and started their career in finance in 1982. Martin has worked at 29 firms and has passed the Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marty Pollock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Jay Pollock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2007 - Present

EUREKACAP PARTNERS, INC.

Office #2: 10 Brantford Ct, Marlboro, NJ 07746

CRD#: 142248

MARLBORO, NJ

Current

February 20, 2018 - Present

PROFOR ADVISORS

Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573Office #2: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573

CRD#: 136084

Rye Brook, NY

Past

February 16, 2023 - February 17, 2023

HUNNICUTT & CO. LLC

CRD#: 20576

NEW YORK, NY

Past

June 22, 2020 - February 11, 2021

BRYAN GARNIER SECURITIES, LLC

CRD#: 152528

NEW YORK, NY

Past

December 25, 2019 - August 31, 2020

BRASIL PLURAL SECURITIES LLC

CRD#: 159384

NEW YORK, NY

Past

April 2, 2019 - October 19, 2022

DUANE STREET CAPITAL BD LLC

CRD#: 299655

MIAMI BEACH, FL

Past

January 13, 2016 - April 3, 2018

OLD CITY SECURITIES LLC

CRD#: 171910

NEW YORK, NY

Past

June 17, 2014 - July 5, 2022

PARTNERCAP SECURITIES, LLC

CRD#: 107130

BLUFFTON, SC

Past

July 12, 2013 - February 7, 2018

CRESTA WESTHALL LLP

CRD#: 164986

LONDON,

Past

May 4, 2012 - March 11, 2020

BRYAN GARNIER SECURITIES, LLC

CRD#: 152528

NEW YORK, NY

Past

September 17, 2010 - August 8, 2018

WEILD & CO.

CRD#: 132398

BOULDER, CO

Past

December 3, 2009 - August 19, 2011

FUSAP SECURITIES LLC

CRD#: 149331

NEW YORK, NY

Past

January 28, 2009 - January 31, 2024

JAVELIN SECURITIES, LLC

CRD#: 107473

COHASSET, MA

Past

January 9, 2008 - March 18, 2016

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

CRD#: 135131

NEW YORK, NY

Past

July 24, 2006 - June 9, 2009

SEMAZA SECURITIES, LLC

CRD#: 139548

MANASQUAN, NJ

Past

December 22, 2000 - June 1, 2020

VAN LANSCHOT KEMPEN (USA) INC.

CRD#: 38760

NEW YORK, NY

Past

June 23, 2000 - September 20, 2000

BURLINGTON CAPITAL MARKETS INC.

CRD#: 26991

NEW YORK, NY

Past

June 23, 2000 - September 21, 2000

PHOENIX FINANCIAL SERVICES CORP

CRD#: 36889

NEW YORK, NY

Past

June 23, 1998 - April 13, 2000

PACKERKISS SECURITIES INC.

CRD#: 30762

DELRAY BEACH, FL

Past

July 14, 1997 - February 12, 2020

J.P.P. EURO-SECURITIES, INC.

CRD#: 18509

NEW YORK, NY

Past

February 13, 1997 - April 20, 2000

VCROSS CAPITAL MARKETS LLC

CRD#: 40949

GREENWICH, CT

Past

September 26, 1994 - February 21, 1995

BBM SECURITIES INC.

CRD#: 36446

NASSAU,

Past

December 17, 1993 - April 25, 1995

HYPO SECURITIES INC.

CRD#: 35202

NEW YORK, NY

Past

May 11, 1993 - November 3, 1997

SOCGEN-CROSBY SECURITIES INC.

CRD#: 30442

Past

December 9, 1992 - June 15, 1993

GARANTIA INC.

CRD#: 30692

NEW YORK, NY

Past

August 19, 1992 - February 22, 1995

TRINITY TRADING COMPANY, LTD.

CRD#: 18183

Past

April 12, 1991 - January 17, 2007

TREVOR, COLE, REID, & MONROE, INC.

CRD#: 11065

NEW YORK, NY

Past

August 31, 1990 - February 19, 1992

PROBURSA INTERNATIONAL INC.

CRD#: 26137

Past

May 22, 1990 - May 7, 1991

TRINITY TRADING COMPANY, LTD.

CRD#: 18183

Past

September 12, 1989 - October 8, 1992

CROSBY SECURITIES INC.

CRD#: 21124

Past

November 24, 1982 - April 28, 1989

CITICORP SCRIMGEOUR VICKERS INTERNATIONAL, INC.

CRD#: 8207

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/12/2025)

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 8/12/1985

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/2/1983

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

PROFOR ADVISORS

AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Phone number

(646) 202-2969

Established

New York since 06/03/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OMEARA, PATRICK JAMES JR	MANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER	1544243
MAHALA, THOMAS GERARD	REGISTERED PRINCIPAL	1600103
OMEARA, PATRICK JAMES JR	AML COMPLIANCE PRINCIPAL	1544243
POLLOCK, MARTIN JAY	FINOP	1067521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin J. Pollock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Martin Jay Pollock's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFOR ADVISORS

HUNNICUTT & CO. LLC

BRYAN GARNIER SECURITIES, LLC

BRASIL PLURAL SECURITIES LLC

DUANE STREET CAPITAL BD LLC

OLD CITY SECURITIES LLC

PARTNERCAP SECURITIES, LLC

CRESTA WESTHALL LLP

BRYAN GARNIER SECURITIES, LLC

WEILD & CO.

FUSAP SECURITIES LLC

JAVELIN SECURITIES, LLC

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

SEMAZA SECURITIES, LLC

VAN LANSCHOT KEMPEN (USA) INC.

BURLINGTON CAPITAL MARKETS INC.

PHOENIX FINANCIAL SERVICES CORP

PACKERKISS SECURITIES INC.

J.P.P. EURO-SECURITIES, INC.

VCROSS CAPITAL MARKETS LLC

BBM SECURITIES INC.

HYPO SECURITIES INC.

SOCGEN-CROSBY SECURITIES INC.

GARANTIA INC.

TRINITY TRADING COMPANY, LTD.

TREVOR, COLE, REID, & MONROE, INC.

PROBURSA INTERNATIONAL INC.

TRINITY TRADING COMPANY, LTD.

CROSBY SECURITIES INC.

CITICORP SCRIMGEOUR VICKERS INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/20/1982

Series 14

Date: 1/2/2023

Series 24

Date: 8/12/1985

Series 27

Date: 3/2/1983

FINRA

Current Firm

PROFOR ADVISORS

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PROFOR ADVISORS

TRUST BUT VERIFY

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