Mark M. Hassenpflug
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Matthew Hassenpflug, who also goes by Mark Matthew Haspenpflug, Mark Hassenpflug, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2010 - July 8, 2014
PEOPLE'S SECURITIES, INC.
May 13, 2010 - July 8, 2014
PEOPLE'S SECURITIES, INC.
March 8, 2004 - October 28, 2009
CHITTENDEN SECURITIES, LLC.
January 18, 2001 - October 28, 2009
CHITTENDEN SECURITIES, LLC.
October 31, 1988 - April 10, 1995
METROPOLITAN LIFE INSURANCE COMPANY
October 31, 1988 - April 10, 1995
MSI FINANCIAL SERVICES, INC.
July 7, 1987 - April 10, 1995
METROPOLITAN LIFE INSURANCE COMPANY
July 7, 1987 - April 10, 1995
MSI FINANCIAL SERVICES, INC.
January 17, 1984 - August 15, 1986
NEW ENGLAND SECURITIES
October 12, 1982 - January 18, 1984
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PEOPLE'S SECURITIES, INC.
CRD#: 13704 / SEC#: 801-63122, 8-29667
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANUFACTURERS & TRADERS TRUST COMPANY | PARENT | |
| HUNTER, JEFFREY FRANK | PRESIDENT,PRINCIPAL OPERATIONS OFFICER,DIRECTOR | 1851035 |
| KING, MARIE | CORPORATE SECRETARY | 2970483 |
| MCAFEE, MATTHEW JAMES | CHAIRMAN OF THE BOARD AND DIRECTOR | 5456594 |
| MEDREK, EMILY SUI-LING | PRINCIPAL FINANCIAL OFFICER | 3185486 |
| MURPHY, PATRICK JOHN | DIRECTOR | 7563196 |
| RUMANS, TERRI FOGARTY | CHIEF COMPLIANCE OFFICER | 2574833 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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