Neil P. Stangl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Patrick Stangl was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1982. Neil had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2015 - December 31, 2022
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
May 18, 2015 - December 31, 2022
LASALLE ST SECURITIES, L.L.C.
November 8, 1999 - October 26, 2015
NEIL STANGL INVESTMENT ADVISORY L.L.C.
December 13, 1993 - May 14, 2015
HEARTLAND INVESTMENT ASSOCIATES, INC.
May 14, 1992 - August 5, 1993
NORTH AMERICAN MANAGEMENT, INC.
May 4, 1990 - December 31, 1991
ANDOVER SECURITIES, INC.
October 4, 1989 - May 22, 1990
NORTH AMERICAN MANAGEMENT, INC.
February 19, 1983 - September 13, 1989
PFS INVESTMENTS INC.
September 24, 1982 - December 10, 1982
STRUCTURED SHELTERS SECURITIES, INC.
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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