Gary L. Mandell

THE MANDELL GROUP

Chicago, IL

Some features on this profile are disabled

CRD#: 1067317

Professional summary

Gary Lee Mandell, CFP® is a registered financial advisor currently at THE MANDELL GROUP located in Chicago, Illinois.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Gary has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Investment Planning

Tax Planning

Retirement Planning

Education Planning

Estate Planning

Divorce Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Insurance Planning

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/18/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1984 - 2 Hours Per Month During Securities Trading - Life and long term care. 2. 11/18/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Gary Mandell - Time Spent 0%. 3. 07/01/2009 - Amy M. Handel 2009 Irrevocable Insurance Trust - At Reported Business Location(s) - Trustee - Time Spent - 1 hour per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lee Mandell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

July 30, 1998 - Present

THE MANDELL GROUP

RIA

CRD#: 123406

Chicago, IL

Past

December 6, 2019 - December 31, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICAGO, IL

Past

November 18, 2019 - December 31, 2024

LPL FINANCIAL LLC

CRD#: 6413

CHICAGO, IL

Past

March 18, 2008 - November 4, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

CHICAGO, IL

Past

September 9, 2004 - July 18, 2007

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

CHICAGO, IL

Past

November 1, 2000 - November 22, 2019

FSC SECURITIES CORPORATION

CRD#: 7461

CHICAGO, IL

Past

February 25, 1991 - November 2, 2000

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

January 14, 1991 - March 6, 1991

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

MARBLE FALLS, TX

Past

February 22, 1989 - December 31, 1990

T.L. REED SECURITIES, INC.

CRD#: 19875

Past

May 27, 1986 - March 23, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 10, 1985 - January 31, 1989

SOURCE SECURITIES, INC.

CRD#: 8026

Past

May 17, 1984 - December 28, 1984

CHARTERED PLANNING, LTD.

CRD#: 13029

Past

September 24, 1982 - May 11, 1984

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/30/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/27/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/15/1983

General Securities Principal Examination

Current Firm

THE MANDELL GROUP

GARY MANDELL D/B/A THE MANDELL GROUP | THE MANDELL GROUP | MANDELL, GARY, LEE

CRD#: 123406 / SEC#:

Illinois

Registered Investment Advisory firm - (7/30/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(773) 509-0919

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 17,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary L. Mandell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lee Mandell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

MOMENTUM INDEPENDENT NETWORK INC.

DOMINION INVESTOR SERVICES, INC.

T.L. REED SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

SOURCE SECURITIES, INC.

CHARTERED PLANNING, LTD.

FINANCIAL PLANNERS EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/1983

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1982

Series 24

Date: 11/15/1983

Current Firm

THE MANDELL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE MANDELL GROUP

TRUST BUT VERIFY

Contact information

Similar Advisors