Lien H. Chaing

COGWHEEL WEALTH MANAGEMENT

Las Vegas, NV

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CRD#: 1067267

Professional summary

Lien Hwa Chaing, CFP® is a registered financial advisor currently at COGWHEEL WEALTH MANAGEMENT, LLC located in Las Vegas, Nevada.

Lien is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Lien has worked at 4 firms and has passed the Series 7, Series 6, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lien Hwa Chaing's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

February 27, 2017 - Present

COGWHEEL WEALTH MANAGEMENT, LLC

RIA

CRD#: 285988

Las Vegas, NV

Past

March 8, 2005 - January 23, 2018

DUTTENHOFER ADVISORY GROUP

RIA

CRD#: 131386

OAK PARK, CA

Past

November 19, 1984 - November 29, 1989

LPL FINANCIAL LLC

CRD#: 6413

Past

October 5, 1982 - December 5, 1984

BRETCOURT SECURITIES CORPORATION

CRD#: 10604

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(1/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/12/1983

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 10/4/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/1985

General Securities Principal Examination

Current Firm

COGWHEEL WEALTH MANAGEMENT, LLC

CRD#: 285988 / SEC#:

California

Registered Investment Advisory firm - (4/29/2022 Terminated)

Nevada

Registered Investment Advisory firm - (1/26/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Las Vegas, NV

Mailing Address

Phone number

(702) 476-6353

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 15,653,772

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lien H. Chaing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lien Hwa Chaing's CRS (Customer Relationship Summary).

Certified licenses

Experience

COGWHEEL WEALTH MANAGEMENT, LLC

DUTTENHOFER ADVISORY GROUP

LPL FINANCIAL LLC

BRETCOURT SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 7

Date: 1/19/1985

Series 6

Date: 7/12/1983

Series 22

Date: 10/4/1982

Series 24

Date: 2/21/1985

Current Firm

COGWHEEL WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COGWHEEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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