Styles C. Adamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Styles Carey Adamson JR, who also goes by Styles Carey (jr) Adamson, was a registered financial professional .
Styles is a previously registered financial professional and started their career in finance in 1982. Styles had worked at 4 firms and has passed the Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 1988 - June 13, 1989
A. T. BROD & CO. INC.
March 12, 1987 - September 28, 1988
MARSHALL DAVIS, INC.
January 17, 1986 - June 17, 1986
J. W. GANT & ASSOCIATES, INC.
September 29, 1982 - January 6, 1986
SECO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/12/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
A. T. BROD & CO. INC.
CRD#: 1319 / SEC#: , 8-31866
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
