Susan N. Eckstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Nina Eckstein, who also goes by Susan Eckstein Perelman, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1983. Susan had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2021 - June 1, 2023
LIFEPRO ASSET MANAGEMENT
March 25, 2008 - November 6, 2009
OSAIC WEALTH, INC.
December 22, 1999 - April 9, 2008
PRINCIPAL SECURITIES, INC.
July 18, 1997 - December 16, 1999
TOWER SQUARE SECURITIES, INC.
October 15, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 15, 1996 - September 5, 1997
SIGNATOR INVESTORS, INC.
March 1, 1996 - October 14, 1996
MML INVESTORS SERVICES, LLC
February 10, 1983 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFEPRO ASSET MANAGEMENT
CRD#: 285252 / SEC#: 801-118422
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,105 |
| AUM (Assets Under Management) | $ 311,330,551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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