Kenneth R. Wilhelm

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CRD#: 1067134

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Richard Wilhelm was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1984. Kenneth had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.MUSIC, SINGING, DIRECTOR, TEACHER, COMMUNITY, CHURCH, SCHOOL, 2HR/WK, FROM HOME - 1326 N PLAINVIEW DR, COPLEY, OH 44321 2.FIXED INSURANCE - 520 S MAIN ST SUITE 2552, AKRON, OH 44311 - 15% OF THE TIME DURING REGULAR SECURTITIES HOURS 3. NAME OF OTHER BUSINESS: PASSPORT TO RETIREMENT INVESTMENT RELATED: YES ADDRESS: AKRON, OH AREA NATURE OF BUSINESS: SEMINARS OFFERED BY EMERALD START DATE: 2/2017 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: TEACHER BRIEF DESCRIPTION OF DUTIES: TEACHING SEMINARS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 6, 2018 - November 17, 2023

PRESPER FINANCIAL ARCHITECTS, LLC

RIA

CRD#: 297538

AKRON, OH

Past

May 13, 2005 - August 31, 2018

CETERA ADVISORS LLC

RIA

CRD#: 10299

AKRON, OH

Past

January 1, 2004 - August 31, 2018

CETERA ADVISORS LLC

CRD#: 10299

AKRON, OH

Past

October 18, 1999 - December 31, 2005

THE MILLENNIAL GROUP

RIA

CRD#: 121500

AKRON, OH

Past

December 2, 1996 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

June 8, 1990 - December 4, 1996

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

November 19, 1989 - June 7, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 20, 1984 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 27, 1984 - July 2, 1984

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRESPER FINANCIAL ARCHITECTS, LLC

PRESPER FINANCIAL ARCHITECTS, LLC | PROSPERO FINANCIAL

CRD#: 297538 / SEC#: 801-113773

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/1993

General Securities Principal Examination

Current Firm

PRESPER FINANCIAL ARCHITECTS, LLC

PRESPER FINANCIAL ARCHITECTS, LLC | PROSPERO FINANCIAL

CRD#: 297538 / SEC#: 801-113773

RIA

Registered Investment Advisory firm - (8/1/2018 Approved)

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Contact information

Main Address

441 Wolf Ledges Parkway Suite 103, Akron, OH 44311-1077

Mailing Address

Phone number

(330) 253-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A-WRAP (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,657
AUM (Assets Under Management)	$ 316,896,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Kenneth R. Wilhelm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

THE MILLENNIAL GROUP

VESTAX SECURITIES CORPORATION

CETERA ADVISORS LLC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

PRESPER FINANCIAL ARCHITECTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/8/1988

SIE

Date: 8/31/2018

Series 7

Date: 6/16/1984

Series 6

Date: 2/23/1984

Series 24

Date: 8/26/1993

Current Firm

PRESPER FINANCIAL ARCHITECTS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRESPER FINANCIAL ARCHITECTS, LLC

TRUST BUT VERIFY

Contact information

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