Bruce D. Reichert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce David Reichert was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1982. Bruce had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2003 - December 31, 2018
FELTL & COMPANY
October 7, 1993 - March 24, 2003
MILLER JOHNSON STEICHEN KINNARD, INC.
March 24, 1993 - May 24, 1993
MARQUETTE FINANCIAL GROUP, INC.
October 25, 1991 - November 19, 1991
PRUDENTIAL EQUITY GROUP, LLC
January 23, 1989 - October 25, 1991
PIPER SANDLER & CO.
June 25, 1984 - January 24, 1989
VOYA FINANCIAL ADVISORS, INC.
October 20, 1982 - February 17, 1984
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
